CERTIFIED COMPLIANCE OFFICER COURSE
Employees who work as a Compliance Officer at a trust office must follow a Holland Quaestor Compliance Officer course and obtain the corresponding diploma.
Every office must have at least one certified Compliance Offier. From 2020 this Compliance Officer must be registered with DSI.
The Permanent Education Obligation for the certified Compliance Officer is from 2019: 25 PE points (and from 2020: 30 PE points) per year.
The Compliance courses for 2018/2019 that have been found applicable for practical practice in the trust are:
NCI | Course Compliance Professional (you get partial exemption from the point requirement for 3 years – get 2 HQ PE points with the current PE session and follow Tone at the Top sessions, if applicable)
VU | Executive Compliance & Integrity Manager (you get a partial exemption from the obligation of points for 3 years – you do get 2 HQ PE points with the current PE session and Show at the Top sessions follow, if applicable)
NIBE SVV | Practice-oriented and Innovative Compliance Officer Course (you will receive a partial exemption from the obligation for 3 years – get 2 HQ PE points with the current PE session and follow Tone at the Top sessions, if applicable)